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Friday April 20, 2018
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Products
Mutual fund advisors get access to platform-traded funds
NEO Connect and Univeris partner to expand platform to mutual fund dealers
April 19, 2018

From the Regulators
MFDA seeks input on expanding cost reporting
The self-regulatory organization hopes to spark a discussion on mutual fund cost reporting
April 19, 2018

Industry News
Enhanced advisor expertise key to investor satisfaction
Investors rated three characteristics of advisor education programs as particularly important
April 19, 2018

Industry News
Ottawa’s new privacy rules give businesses flexibility on data breach reporting
New regulations for the Personal Information Protection and Electronic Documents Act take effect Nov. 1
April 20, 2018

Industry News
Longevity beginning to change investor behavior
More high-net worth investors expect they will live to 100
April 19, 2018

Industry News
Financial firms earn perfect score for LGBT diversity
April 19, 2018

Research and Markets
Registration opens for Biggest Winner trading competition
April 19, 2018

Research and Markets
DBRS raises rating trend for four banks
April 19, 2018

From the Regulators
CSA seeks feedback on proposed derivatives registration rule
April 19, 2018

Industry News
Regulators’ Report Card: Regulators’ ratings in the past decade
While some of the regulators have seen their ratings remain stable, others have had wild swings in theirs
April 19, 2018

Report Cards
Regulators’ Report Card 2018
Dissatisfaction with most of the major regulators that oversee the financial services sector has increased in the past year
29 March 2018

Appointment Notices
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