Investment Executive AM newsletter

Friday April 13, 2018
Your Daily AM e-newsletter and alerts
Go to website

From the Regulators
Regulators approve MFDA membership disclosure rule
The rule aims to promote client awareness of the MFDA’s oversight of mutual fund dealers and advisors
April 12, 2018

Industry News
Feds fund TFSA’s ASPIRE program
The program’s goal is to address the upcoming labour shortage in the financial services industry
April 12, 2018

From the Regulators
IIROC warns against illegal sales of binary options, cryptocurrencies
Fraudsters are misrepresenting themselves as IIROC-regulated investment dealers
April 12, 2018

From the Regulators
CSA seeks comment on soliciting dealer arrangements
The practice raises concerns regarding conflicts of interests for dealers and corporate governance for companies
April 12, 2018

From the Regulators
CSA outlines disclosure expectations for real estate companies and REITs
A recent review of REITS and REOCs flagged a number of concerns with their disclosure practices
April 12, 2018

Research and Markets
Cryptocurrencies aren’t financial state risk, but likely to be regulated: Carney
April 13, 2018

Industry News
SIFMA releases data aggregation principles
April 12, 2018

Industry News
Scotiabank deal to sell Malaysian unit called off
April 12, 2018

Research and Markets
TMX Group sells stake in fixed-income index business
April 12, 2018

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions