Investment Executive AM newsletter

Tuesday April 10, 2018
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From the Regulators
IIROC releases final guidance on discount brokerages
The self-regulatory organization expects firms to rebate the portion of a mutual fund’s trailing commission that is related to advice
April 9, 2018

Products
Class action filed on trailing commissions paid to discount brokers
The action against TD Asset Management claims damages of $200 million
April 9, 2018

From the Regulators
OSC mediation program to continue on a permanent basis
The Ontario regulator seeks five mediators to join its roster
April 9, 2018

People
Munich Re appoints new senior officer
Rebecca Rycroft will help support growth in the Canadian life and health insurance division
April 9, 2018

People
ASC introduces two new commission members
April 9, 2018

Research and Markets
TSX, Wall Street post gains after big losses Friday
Loonie gains ground
April 9, 2018

Research and Markets
Rules to reshape U.K. asset management will boost compliance costs: Moody’s
April 9, 2018

Products
Franklin Templeton makes changes to ETFs
April 9, 2018

Research and Markets
Firms still positive about future: BoC survey
April 9, 2018

From the Regulators
AMF, BoC sign co-operation agreement
April 9, 2018

Financial Planning
Reducing debt or investing a tax refund depends on your client’s situation
The choice between saving or reducing debt has become an increasingly important decision
April 10, 2018

Appointment Notices
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