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Week of April 19, 2018
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Industry News
Slideshow: Regulators’ ratings in the past decade
While some of the regulators have seen their ratings remain stable, others have had wild swings in theirs
April 19, 2018

Report Cards
Regulators’ Report Card 2018
Dissatisfaction with most of the major regulators that oversee the financial services sector has increased in the past year
29 March 2018

Regulators’ Report Card
Dissatisfaction with regulators increases
Although the BCSC's ratings increased year-over-year, no other regulators in the survey experienced a similar fortune
March 29, 2018

Regulators’ Report Card
Time to make a move on commissions
The investment industry wants regulators to make a decision on embedded commissions once and for all
March 29, 2018

Regulators’ Report Card
How we did it
March 29, 2018

Regulators’ Report Card
Debating regulators' role in cybersecurity
March 29, 2018

Regulators’ Report Card
Regulators focus on fintech
March 29, 2018

Regulators’ Report Card
A balancing act for regulators
Regulators are doing a better job of protecting investors without restricting business, but more needs to be done
March 29, 2018

Regulators’ Report Card
Approaches to small firms differ greatly
March 29, 2018

Regulators’ Report Card
Small firms call for greater representation
March 29, 2018


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