Investment Executive AM newsletter

Monday March 19, 2018
Your Daily AM e-newsletter and alerts
Go to website

From the Regulators
Ontario one step closer to regulating financial planners
A new consultation paper invites comments on proposals that would restrict the use of the title “financial planner” to those with the necessary proficiency or licensing requirements
March 16, 2018

Research and Markets
Five things to watch for in Canadian business
Inflation report coming on Friday
June 17, 2018

From the Regulators
CSA mulls pilot study of trading fee rebate payments
The U.S. announced a similar pilot earlier this week
March 16, 2018

From the Regulators
Burlington, Ont. promoter charged with fraud
March 16, 2018

Research and Markets
Manufacturing sales fell 1% in January
March 16, 2018

Research and Markets
CME in talks to acquire NEX
March 16, 2018

From the Regulators
European regulators weigh risks of big data
March 16, 2018

Research and Markets
No optimal level for household debt: feds
March 16, 2018

Ellen Bessner
You acquired a book of business. What now?
Here are four steps to reduce the inherent risks when taking over another advisor’s business
March 15, 2018

Special Reports
New rules for advisors and financial planners?
The Ontario government assigned an expert committee to study the regulation of financial planning and financial advice in April 2015
16 January 2018

Building Your Business
Cybercrime is on the rise
Research indicates that 2017 was the worst year ever for breaches in storage of personal data around the world, and this year is not looking better. You and your clients can take steps to reduce your risk
March 1, 2018

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions