Investment Executive PM newsletter

Tuesday February 20, 2018
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Special Reports
What to tell your clients about ICOs
Initial coin offerings may promise reward, but they carry high levels of both regulatory and financial risk
February 20, 2018

Industry News
CRA using big data to fight tax evasion
The agency “fully supports” the recent recommendations from the Offshore Compliance Advisory Committee
February 20, 2018

Industry News
Canadian robo-advisor users would recommend services
More than 75% of users surveyed say the service is “better” or “much better” than a traditional investment experience
February 20, 2018

Research and Markets
North American markets fall into the red
Loonie lower, commodity prices mixed
February 20, 2018

Products
IFIC launches new fund data collection platform
FRITS will accelerate industry group’s reporting and analysis capabilities
February 20, 2018

People
Raymond James announces health care hires
Marwan Kubursi and David Novak join Canadian team
February 20, 2018

From the Regulators
Australian banks pay additional compensation to clients
More than 3,000 customers have received compensation for losses as a result of non-compliant conduct by advisors
February 20, 2018

Industry News
Borealis AI launches fellowship program
February 20, 2018

From the Regulators
FCA mulls using technology to achieve smarter regulatory reporting
February 20, 2018

Ellen Bessner
Legal help is critical in regulatory interview process
Lawyers may cost money, but they can help you be prepared to protect your licence, livelihood and reputation when speaking with regulators
February 16, 2018

Appointment Notices
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