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Thursday October 19, 2023
Your Daily AM e-newsletter and alerts
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Advisors praise their compliance departments
Advisors’ Report Card
Advisors praise their compliance departments
Advisors becoming more dependent on support from compliance professionals
October 16, 2023
SEC considers curbs on trading fee models
From the Regulators
SEC considers curbs on trading fee models
Proposal aims to address concerns about competitiveness of smaller brokers
October 18, 2023
Net worth of typical U.S. household surges
Research and Markets
Net worth of typical U.S. household surges
Wealth for the median household jumped 37% from 2019 to 2022, helping to sustain economic growth
October 18, 2023
Scotiabank cutting 3% of global workforce
Industry News
Scotiabank cutting 3% of global workforce
Will cut about 2,700 staff and take $590M Q4 charge after tax
October 18, 2023
CFTC plans tougher stance, bigger fines
From the Regulators
CFTC plans tougher stance, bigger fines
New guidance signals larger fines, more misconduct admissions
October 18, 2023
From the Regulators
ECB enters a new phase on path to digital euro
Policymakers move from digital currency design to preparation
October 18, 2023
Research and Markets
U.S. fund flows, AUM poised to resume gains
Bond funds set to shine, as equities cool, ISS MI forecasts
October 18, 2023
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Brand Knowledge
Beyond Bull and Bear: How one CIO uses Alternatives to build crisis-ready portfolios
By: WaveFront
 

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