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Monday July 10, 2023
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From the Regulators
Ruling protects accredited investors’ privacy
OSC decision to deny access to investors' identities upheld
July 7, 2023
No more pencils, no more books: CIRO proposes nixing courses in new proficiency model
From the Regulators
No more pencils, no more books: CIRO proposes nixing courses in new proficiency model
CIRO proposes to focus on exams instead
July 7, 2023
Products
Product roundup: Leverage, covered calls and more money market funds
Horizons's new suite focuses on banks and large caps, while CI plans new money market ETFs
July 7, 2023
Regulators ponder new benchmark
From the Regulators
Regulators ponder new benchmark
OSC, AMF consult on new Term CORRA to help ease demise of CDOR
July 7, 2023
People
Industry moves this week
Industry veteran Roy Ratnavel to retire, plus a new senior role at Harbourfront Wealth
July 7, 2023
From the Regulators
Firm tossed, broker charged for "Gold Star" churning
FINRA expels firm; SEC, DoJ charge broker for exploiting vulnerable investors
July 7, 2023
Research and Markets
Bank of Canada expected to raise rates, despite rise in unemployment
July 7, 2023
Research and Markets
U.S. hiring slowed in June, but figures still solid
July 7, 2023
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