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Tuesday February 20, 2024
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Industry News
Must an employer provide a Form T2200?
Employees need the form to claim home-office expenses this tax filing season
February 16, 2024

From the Regulators
45 cents short, $96 in fees: Court approves TD insufficient fund fees settlement
The settlement will compensate customers who were double-charged a $48 fee
February 16, 2024

From the Regulators
Disclosure failures violated best-interest rules: SEC
Broker failed to alert investors to cheaper investing channel, regulator alleges
February 16, 2024

Research and Markets
Corporate default picture brightens a bit: S&P
Financial strains continue amid high rates, but recession risk receding
February 16, 2024

From the Regulators
SEC settles with Van Eck over influencer involvement
ETF firm failed to disclose influencer's role in touting fund, regulator alleged
February 16, 2024

News
Insurance advisors generally satisfied with support from carriers, agencies
Some areas, such as tax and estate planning, showed room for improvement
February 12, 2024

News
The good and the bad of MGA tech support for advisors
Some advisors reported challenges when MGAs were intermediaries and required to coordinate with large insurers
February 12, 2024


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