Crypto queen’s compliance chief gets jail
OneCoin scheme took in over US$4 billion from investors, U.S. authorities allege
- By: James Langton
- April 4, 2024 April 4, 2024
- 14:50
OneCoin scheme took in over US$4 billion from investors, U.S. authorities allege
Off-channel communications hamper regulatory oversight
Expansion of business lines multiplies conflicts and regulatory challenges
Crypto firm to pursue full dealer and ATS registration, plus SRO membership
Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29
Involvement with crypto amounted to undisclosed outside business activity, personal financial dealings
Regulator failed to meet burden of proof on all counts
Trader placed numerous potentially misleading orders in bond futures
First oversight review finds SRO complying with recognition order
FINRA starts providing data on individual transactions
Crypto entrepreneur's massive fraud unraveled with the collapse of FTX
Regulator reports results of first supervisory reviews at planner/advisor titling organizations
Question of whether client used stop loss orders requires hearing, court rules
Regulator aims to bolster investor protection, modernize rules
Tom Hayes said his case is “not consistent” with laws in France, Germany and the U.S.
Government endorses OSC's investor protection, capital formation efforts
Consultation proposes registration, supervisory standards for independent reviewers
Reels, streams and more must comply with rules against misleading ads, regulator says
KuCoin platform accused of registration, money laundering violations
Regulators craft detailed standards to implement new crypto regime
Over $3.4 million of investors' money was diverted to undisclosed uses, regulators found
Agency says no evidence that information was lost in attack
After pilot program, ASC, FCAA maintain exemption based on financial knowledge