Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of the 2016 Dealers’ Report Card, including growing books of business for advisors and improvement to firms’ ratings in a variety of categories.
A video breakdown of the 2025 Report Card on Banks themes
Paying the bills and growing their careers were priorities for the Big Six’s branch planners
But banks’ big mutual fund fees are, investor advocate says
The bank’s retail planners touted its human-centric culture but said tech could be improved
Advisors surveyed for 2025 also singled out compensation as an area requiring improvement
Insurer, MGA fined a total of $115K for paying commissions
Revisions aim to prevent disclosure duplication, added burden
Man with "extensive criminal convictions" forged criminal record checks