Harvey Naglie | Investment Executive https://www.investmentexecutive.com/inside-track_/naglie/ Canada's news source for financial professionals Tue, 27 Jan 2026 18:24:11 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Harvey Naglie | Investment Executive https://www.investmentexecutive.com/inside-track_/naglie/ 32 32 CIRO’s new proficiency standards fall short of professional benchmarks https://www.investmentexecutive.com/inside-track_/naglie/ciros-new-proficiency-standards-fall-short-of-professional-benchmarks/ Tue, 27 Jan 2026 06:43:14 +0000 https://www.investmentexecutive.com/?p=530235 Regulatory reforms miss an opportunity to establish meaningful competence requirements

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]]> Bank branch sales culture in a CFR world https://www.investmentexecutive.com/inside-track_/bank-branch-sales-culture-in-a-cfr-world/ Tue, 13 Jan 2026 21:17:36 +0000 https://www.investmentexecutive.com/?p=529299 Clients walk into bank branches expecting access to a mix of competitive products — that's not what they get

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]]> Why have public market listings fallen so precipitously? https://www.investmentexecutive.com/inside-track_/why-have-public-market-listings-fallen-so-precipitously/ Fri, 09 Jan 2026 17:13:19 +0000 https://www.investmentexecutive.com/?p=529023 Efforts to loosen oversight and boost growth are misguided — we should take a lesson from Australia

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]]> Client-focused reforms — four years in, still waiting for results https://www.investmentexecutive.com/inside-track_/client-focused-reforms-three-years-in-still-waiting-for-results/ Wed, 17 Dec 2025 06:49:19 +0000 https://www.investmentexecutive.com/?p=527909 If firms’ processes work for ETFs but not for proprietary, illiquid or complex products, then the reforms have failed

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