Will 2024 be the year of compliance technology?
Several factors, including regulatory enforcement and improved productivity, are driving a surge in adoption
- April 15, 2024 April 15, 2024
- 16:00
Several factors, including regulatory enforcement and improved productivity, are driving a surge in adoption
Opportunities and challenges must be weighed
Tech-assisted recommendations can improve client outcomes
An InvestorCOM analysis of KYP outcomes provides positive evidence
In one case, failure to report resulted in an overcontribution penalty
A hypothetical scenario compares dividend investing inside and outside this registered account
Make the most of these tax planning strategies
Before 2023 ends, take advantage of these two planning points
Here are three steps to prove suitability
Mitigate your risk amid potential enforcement delays, CFR audits
Protect your business, reputation and clients by knowing your rights and obligations
Follow these tips to protect your licence and reputation
Primarily using ETFs has helped one advisor to make better investment decisions, but she attributes some success to a powerful non-financial practice
Opinion: Artificial intelligence represents a huge opportunity but must be approached carefully
Opinion: The answer comes down to diversification and liquidity factors
Opinion: The cease-trade order on Emerge ETFs provides a cautionary tale for investors and advisors
The profession plays a key role through meaningful advice, inclusivity
Make the most of tech while building trust with clients
World Financial Planning Day offers opportunity to consider the profession’s critical role
Professional financial advice is in demand as millennials and gen Z inherit and accumulate wealth