In part one of a six-part series, “Keeping your practice compliant,” Ellen Bessner, partner, Babin Bessner Spry LLP, and Dan Richards, CEO, Client Insights, discuss three key issues advisors need to consider when selling their book.
Regulator requests monetary penalties, disgorgement, costs and market bans
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
Housing costs are a growing worry, BMO index finds
New funds hold several big names found in broad U.S. stock indexes
Life insurance consumers deserve to know what they bought — and how it compares with other options
Gallagher will oversee Richardson rebrand under iA Financial
The April crude oil contract was down US$11.32 at US$83.45 per barrel
Favourable demographics and a rising middle class are ingredients for long-term secular growth