In part five of a six-part video series on regulatory changes, Dan Richards, CEO, Client Insights and Rebecca Cowdery, partner at Borden Ladner Gervais LLP, discuss the different know your product obligations regulators have proposed for two types of firms.
This event is now available for complimentary viewing across Canada via our Virtual Conference
Long gone are the days when mutual funds and ETFs were two solitudes. Having both products has proven to be a winning strategy
The projections for mutual fund returns in the next several years are modest at best
The CSA is focused on introducing greater investor-protection rules while planning to eliminate some of the unnecessary rules and requirements mutual funds face
Eric Monteiro named chief client experience officer
Fee model aligns manager profitability with the results achieved by clients
The agency says it has no plans to abandon paper tax returns despite the rising use of digital services
Self-directed investors prefer commissions-based relationships