In part eight of a multi-part series, “Keeping your practice compliant,” Ellen Bessner, partner, Babin Bessner Spry LLP, and Dan Richards, CEO, Client Insights, discuss the know your client (KYC) implications of using Skype and FaceTime to meet with clients.
This event is now available for complimentary viewing across Canada via our Virtual Conference
Long gone are the days when mutual funds and ETFs were two solitudes. Having both products has proven to be a winning strategy
The projections for mutual fund returns in the next several years are modest at best
The CSA is focused on introducing greater investor-protection rules while planning to eliminate some of the unnecessary rules and requirements mutual funds face
While ESG adoption has tapered off slightly, it remains a popular strategy
Paying RRSP, TFSA investment fees from outside the accounts not an advantage
New report says expungements are being granted "as a matter of course"
Proposed reforms aim to address regulators' concerns, including disclosure of investment costs