In part eight of a multi-part series, “Keeping your practice compliant,” Ellen Bessner, partner, Babin Bessner Spry LLP, and Dan Richards, CEO, Client Insights, discuss the know your client (KYC) implications of using Skype and FaceTime to meet with clients.
Housing costs are a growing worry, BMO index finds
New funds hold several big names found in broad U.S. stock indexes
Effective communication, whether digital or in person, remains key to strong client/advisor relationships
Several major initiatives could launch this year
Clients may not know they’re obligated to file, and there is no cap on penalties for late filing if taxes are owed
Financial markets, housing market may face rate-driven headwinds
AdviceSuite to be incorporated into CGI Wealth360
No matter where you are in your career, compliance requirements are a must