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IFB 2017 Toronto Fall Summit

In case you missed it: news and insight on compliance exams, signature falsification, and the proposed ban on embedded commissions from the Independent Financial Brokers of Canada Toronto Summit in Mississauga, Ont., Nov. 7-8. Photo copyright: rgbspace/123RF and kasto/123RF.

November 7, 2017

FSCO to revamp insurance advisors’ compliance exams

The regulator will begin sending out questionnaires to some advisors who are deemed to be higher risk to determine if they need a more in-depth compliance review

  • November 7, 2017 January 18, 2018
  • 15:00

Former finance minister takes aim at embedded commissions, tax changes

Banning commissions could reduce access to financial advice while proposed tax changes could have a severe impact on business owners, Joe Oliver argues

  • November 7, 2017 November 7, 2017
  • 14:00

MFDA: Signature falsification still a problem

Infractions range from the use of blank forms signed in advance by the client to actively signing the client’s name

  • November 7, 2017 January 23, 2018
  • 12:03

IFB launches continuing education platform

IFB Academy gives financial professionals the opportunity to earn CE credits by taking online courses

  • November 6, 2017 November 6, 2017
  • 14:35