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IFB 2017 Toronto Fall Summit

In case you missed it: news and insight on compliance exams, signature falsification, and the proposed ban on embedded commissions from the Independent Financial Brokers of Canada Toronto Summit in Mississauga, Ont., Nov. 7-8. Photo copyright: rgbspace/123RF and kasto/123RF.

January 1, 2018

MFDA: Signature falsification still a problem

Infractions range from the use of blank forms signed in advance by the client to actively signing the client’s name

  • January 1, 2018 January 19, 2018
  • 12:03

FSCO to revamp insurance advisors’ compliance exams

The regulator will begin sending out questionnaires to some advisors who are deemed to be higher risk to determine if they need a more in-depth compliance review

  • November 7, 2017 January 18, 2018
  • 15:00

Former finance minister takes aim at embedded commissions, tax changes

Banning commissions could reduce access to financial advice while proposed tax changes could have a severe impact on business owners, Joe Oliver argues

  • November 7, 2017 November 7, 2017
  • 14:00

IFB launches continuing education platform

IFB Academy gives financial professionals the opportunity to earn CE credits by taking online courses

  • November 6, 2017 November 6, 2017
  • 14:35