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Brokerage Report Card 2018

Advisors are managing more client assets than ever before, but they face a foggy, uncertain future as their firms — and the industry at large — are going through major changes

May 16, 2018

Advisor Quotes

Advisors toast their firms

  • April 27, 2018 November 9, 2019
  • 00:16

Divergent views on managers

Advisors with bank-owned brokerages were split in their opinions of the roles their branch managers fulfil. Some oppose the producing branch manager model others said it has merit

  • April 27, 2018 November 9, 2019
  • 00:15

Struggles with online access

Advisors with five of the 12 firms in the Report Card rated their brokerages lower by half a point or more in the "online account access for clients" category because of suboptimal client experiences

  • April 27, 2018 November 9, 2019
  • 00:14