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Brokerage Report Card 2015

While advisors are reporting good news about the size of their books, they still say their firms are coming up short. From the May 2015 issue of Investment Executive newspaper.

May 13, 2015

BRC 2015: Raymond James improves significantly in 11 categories

Terry Hetherington, executive vice president and head of Raymond James’ private client group, discusses the firm’s wealth-management support for advisors, an area that saw a significant increase in advisor satisfaction in the 2015 Brokerage Report Card.

  • May 13, 2015 December 15, 2017
  • 11:15

Brokerage Report Card 2015: Editors discuss key results

Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, discuss the results of the 2015 Brokerage Report Card. This year's Report Card reveals two distinct themes: advisors report a new record high average book of business yet voiced disappointment with their firms in several key areas.

  • April 30, 2015 December 15, 2017
  • 16:10

Time to deliver on promises

Many advisors say their firms can't always be counted on to follow through on their promises

  • April 24, 2015 April 24, 2015
  • 09:00

Stronger public image needed

Some advisors clamour for their firms to make greater efforts so that their brands become better known among the public

  • April 24, 2015 April 24, 2015
  • 09:00

Technology woes continue

Technology woes continue

  • April 24, 2015 April 24, 2015
  • 09:00

Advisors split on firms’ payouts

There are great differences among advisors regarding the changes their firms have made to their compensation structures

  • April 24, 2015 January 20, 2018
  • 09:00

A further push into record territory

Advisors across the board have seen remarkable growth in their books of business, productivity, client assets and take-home pay. Beneath these headline numbers, there are notable shifts in advisors' sources of revenue and product asset mix

  • April 24, 2015 January 20, 2018
  • 09:00

How we did it

Taking a less is more approach

  • April 24, 2015 January 20, 2018
  • 09:00

Firms given a wake-up call

Although advisors reported some good news, in that their books of business rose to an all-time high yet again, they also want their firms to be doing more to meet growing expectations

  • April 24, 2015 January 20, 2018
  • 09:00

Brokerage Report Card 2015 main chart

How advisors rated their firms

  • April 24, 2015 April 11, 2018
  • 09:00