Investment Executive - News http://www.investmentexecutive.com/news/-/asset_publisher/W4Fl/rss 2012-05-21T08:46:07Z 2012-05-21T08:46:07Z James Langton http://www.investmentexecutive.com/-/fair-calls-for-consolidated-registration-database 2012-05-18T21:20:00Z 2012-05-18T21:20:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Investor advocacy group also urges OSC to oppose advisor incorporation</Description></root>

2012-05-18T21:20:00Z James Langton http://www.investmentexecutive.com/-/icap-to-acquire-plus-stock-exchange 2012-05-18T20:50:00Z 2012-05-18T20:50:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">ICAP committed to expanding the equities listings venue</Description></root>

2012-05-18T20:50:00Z Malcolm Morrison http://www.investmentexecutive.com/-/tsx-slides-amid-lower-commodities 2012-05-18T20:45:00Z 2012-05-18T20:45:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Facebook stock stalls after surging in market debut</Description></root>

2012-05-18T20:45:00Z James Langton http://www.investmentexecutive.com/-/fitch-downgrades-greek-banks 2012-05-18T20:40:00Z 2012-05-18T20:40:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Further capital injections needed to reach minimum capital ratio by September</Description></root>

2012-05-18T20:40:00Z Megan Harman http://www.investmentexecutive.com/-/canadian-equities-experiencing-hidden-rally- 2012-05-18T20:20:00Z 2012-05-18T20:20:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">BMO Global Asset Management report finds strength in consumer staples, utility stocks</Description></root>

2012-05-18T20:20:00Z IE Staff http://www.investmentexecutive.com/-/bmo-harris-adjusts-trading-commissions-portfolio-fees 2012-05-18T19:55:00Z 2012-05-18T19:55:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Standard flat trading commission to be reduced from seven cents to four cents per share</Description></root>

2012-05-18T19:55:00Z James Langton http://www.investmentexecutive.com/-/former-new-life-principals-fined-1-5m 2012-05-18T19:25:00Z 2012-05-18T19:25:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">OSC finds that Pogachar and Lombardi traded without registration, committed fraud</Description></root>

2012-05-18T19:25:00Z IE Staff http://www.investmentexecutive.com/-/sub-advisor-changes-for-funds-at-cibc-asset-management 2012-05-18T15:20:00Z 2012-05-18T15:20:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Changes aim to strengthen Renaissance Canadian Growth Fund and other funds</Description></root>

2012-05-18T15:20:00Z Julian Beltrame http://www.investmentexecutive.com/-/inflation-edges-up-to-2-0- 2012-05-18T13:20:00Z 2012-05-18T13:20:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Prices rise modestly for most consumer items in April</Description></root>

2012-05-18T13:20:00Z Jade Hemeon http://www.investmentexecutive.com/-/investors-group-to-cut-management-fees-on-two-thirds-of-funds 2012-05-18T12:55:00Z 2012-05-18T12:55:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Company will also make “certain refinements” to advisor compensation</Description></root>

2012-05-18T12:55:00Z Malcolm Morrison http://www.investmentexecutive.com/-/tsx-set-for-higher-open-at-end-of-bruising-week 2012-05-18T12:35:00Z 2012-05-18T12:35:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Commodity prices advance</Description></root>

2012-05-18T12:35:00Z Olivia Glauberzon http://www.investmentexecutive.com/-/ccir-calls-for-increased-client-protection 2012-05-17T21:05:00Z 2012-05-17T21:05:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Danielle Boulet, chairwoman of the Canadian Council of Insurance Regulators, says CCIR wants to formalize the industry’s long-standing concern about fair treatment of clients</Description></root>

2012-05-17T21:05:00Z Malcolm Morrison http://www.investmentexecutive.com/-/tsx-finishes-flat 2012-05-17T20:30:00Z 2012-05-17T20:30:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Energy, gold stocks rise, financials back off on Greek anxiety</Description></root>

2012-05-17T20:30:00Z IE Staff http://www.investmentexecutive.com/-/ex-pi-financial-rep-banned-fined-150-000 2012-05-17T20:00:00Z 2012-05-17T20:00:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Pan loaned money to a client and made misrepresentations to his firm</Description></root>

2012-05-17T20:00:00Z IE Staff http://www.investmentexecutive.com/-/former-b-c-rep-fined-50-000 2012-05-17T19:25:00Z 2012-05-17T19:25:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Mytting promised to guarantee the future value of an account, made unsuitable recommendations</Description></root>

2012-05-17T19:25:00Z James Langton http://www.investmentexecutive.com/-/finra-improves-brokercheck-service 2012-05-17T19:00:00Z 2012-05-17T19:00:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Additional features aimed at boosting ease of use, robustness of advisor database</Description></root>

2012-05-17T19:00:00Z IE Staff http://www.investmentexecutive.com/-/union-of-canada-life-policies-to-be-transferred-to-union-life-mutual 2012-05-17T18:40:00Z 2012-05-17T18:40:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Policyholders will continue to be serviced without interruption</Description></root>

2012-05-17T18:40:00Z Canadian Press http://www.investmentexecutive.com/-/cpp-fund-assets-grow-to-record-161-6-billion 2012-05-17T18:20:00Z 2012-05-17T18:20:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">CPP Investment Board pours funds into private equity</Description></root>

2012-05-17T18:20:00Z James Langton http://www.investmentexecutive.com/-/global-banks-may-need-to-raise-us-566-billion-to-satisfy-basel-iii-fitch 2012-05-17T16:40:00Z 2012-05-17T16:40:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">New capital rules could restrict the ability of banks to increase dividends or undertake share buybacks</Description></root>

2012-05-17T16:40:00Z James Langton http://www.investmentexecutive.com/-/osc-cracks-down-on-jitney-preferencing- 2012-05-17T16:20:00Z 2012-05-17T16:20:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Regulator says that it believes the order allocation practice negatively impacts fair access to trading on marketplaces</Description></root>

2012-05-17T16:20:00Z Associated Press http://www.investmentexecutive.com/-/facebook-set-to-price-ipo 2012-05-17T16:05:00Z 2012-05-17T16:05:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Offering could raise US$16 billion or more</Description></root>

2012-05-17T16:05:00Z Canadian Press http://www.investmentexecutive.com/-/foreigners-sold-off-canadian-securities-for-third-straight-month-in-march 2012-05-17T16:00:00Z 2012-05-17T16:00:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Canadian investors bought $7.8 billion in foreign securities in March</Description></root>

2012-05-17T16:00:00Z James Langton http://www.investmentexecutive.com/-/japan-s-kono-to-head-streamlined-iosco-board 2012-05-17T15:00:00Z 2012-05-17T15:00:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">Autstralia’s Medcraft to assume the post when Kono steps down in 2013</Description></root>

2012-05-17T15:00:00Z James Langton http://www.investmentexecutive.com/-/nine-n-b-companies-trading-on-foreign-stock-exchanges-being-investigated 2012-05-17T14:35:00Z 2012-05-17T14:35:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">The companies appear to be engaging in questionable activities in other countries, says NBSC</Description></root>

2012-05-17T14:35:00Z IE Staff http://www.investmentexecutive.com/-/tdam-adopts-cfa-institute-asset-manager-conduct-code 2012-05-17T14:20:00Z 2012-05-17T14:20:00Z

<?xml version='1.0' encoding='UTF-8'?><root available-locales="en_US" default-locale="en_US"><Description language-id="en_US">TDAM joins growing list of investment firms to pledge integrity, ethical behavior</Description></root>

2012-05-17T14:20:00Z