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  1. Rudy Mezzetta
    Compliance professionals must improve their training of approved persons on outside business activities to reduce risks for firms and their advisors
  2. James Langton
    Total industry AUM rose to almost $1.39 trillion, up by 13% from a year earlier
  3. Pablo Fuchs
    The bank’s financial advisors will gain access to the Nest Wealth Pro white label robo-advisor platform
  4. Beatrice Paez
    Nasdaq Ventures will invest in blockchain, machine learning and artificial intelligence, analytics and content aggregation, among other technologies
  5. James Langton
    Such attacks pose negative consequences for both individual issuers and financial systems, new Fitch report finds
  6. Beatrice Paez
    New CARP survey finds that 89% of Canadians over the age of 55 are in favour of a best interest standard while 79% are opposed to embedded fees
  7. Beatrice Paez
    The TFSA’s ASPIRE program is aiming to offer 10,000 work-related learning opportunities to undergraduate students
  8. Beatrice Paez
    The compensation packages of Canada’s bank CEOs are heading higher than previously targeted thanks, in part, to growing stock options and equity incentives
  9. Beatrice Paez
    Nominees must be full-time employees of an IIAC member firm and must not be a previous recipient to qualify
  10. Beatrice Paez
    Several major institutions are investing heavily in the emerging technology while startups are also looking to develop new products, report finds