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  1. James Langton
    The assets will be liquidated and distributed to victims either through the Madoff Victim Fund or through the BLMIS Customer Fund
  2. James Langton
    The OSC has now reached no-contest settlements with all of the big banks and several other firms, generating about $342 million in compensation
  3. James Langton
    Comments on the IOSCO consultation are due by Aug. 30
  4. Megan Harman
    The CCIR plans to continue developing a Canadian market conduct regime that reflects the standards the International Association of Insurance Supervisors have set out
  5. James Langton
    The FCNB will be operating kiosks at several events this summer in an effort to raise investor awareness about fraudulent schemes
  6. James Langton
    The regulator is concerned that Bouji’s father, who has been banned, remains actively involved in the businesses
  7. James Langton
    The guidelines are part of European Union’s fight against money laundering and the financing of terrorism
  8. James Langton
    The changes are intended improve the functioning and flexibility of the BIS board
  9. James Langton
    The new requirements are due to take effect next year
  10. IE Staff
    Regulatory deadlines and updates for financial professionals. New this update: a roundtable on embedded commissions, voluntary disclosure and much more.