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  1. James Langton
    Investor funds diverted for personal expenses
  2. James Langton
    Comments on the proposals are due by Sept. 29
  3. James Langton
    Industry and regulators need to apply greater resources to stop financial fraud against seniors
  4. Jade Hemeon
    The roundtable, which is part of the CSA’s consultation on discontinuing trailing commissions on mutual funds, includes three topics and 13 panellists
  5. IE Staff
    Rog Mangat is facing fraud charges related to an alleged scheme that he called Privileged Investment Group
  6. James Langton
    The SRO will be conducting routine business, such as electing directors, appointing auditors and considering its financial statements
  7. James Langton
    The OSC’s annual conference will focus mostly on how technology is leading to disruptive change in financial services
  8. James Langton
    The agreement will help the OSC and the FPSC carry out their registration/certification, compliance and enforcement duties
  9. James Langton
    Gerald Soloway, Robert Morton and Martin Reid have also been prohibited from serving as officers or directors for a period of time
  10. James Langton
    The new virtual currency is scheduled to start on Aug. 7 even though the Financial Markets Administrative Tribunal issued orders against firms selling it