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  1. James Langton
    Carlos Da Silva, who escaped Canada following his 2015 conviction, will be sentenced for defying a court order and failing to surrender to authorities early next year
  2. James Langton
    The decision to terminate an investment fund can have a significant impact on investors
  3. James Langton
    Consultation paper outlines options for enhancing the independence, relevance, and transparency
  4. James Langton
    Moad Fahmi will co-ordinate the work of the AMF’s fintech working group
  5. James Langton
    The committee will assist in keeping regulation in step with digital innovation
  6. James Langton
    Securities regulators extend mutual fund-only exemption
  7. Alan Husdal
    The agents had similar answer sequences on their licensing exams
  8. James Langton
    FCNB releases capital markets report
  9. James Langton
    The guidelines aim to ensure greater consistency in reporting by trade repositories
  10. James Langton
    The Quebec regulator intends to publish a governance and compliance guide for firms in early 2018