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  1. James Langton
    The U.S. fixed-income trading firm has agreed to pay almost $1 million for failing to register as an exchange or investment dealer
  2. James Langton
    Pat Chaukos announces permanent status
  3. James Langton
    A recent survey of 649 registered firms found that more than half experienced a cybersecurity incident in 2016
  4. James Langton
    Proposed changes aim to make the program work better for investors
  5. James Langton
    Canada receives highest grade following review
  6. James Langton
    Applicants should have an excellent knowledge of Ontario securities law and significant practice experience in securities litigation
  7. James Langton
    The goal is to reduce regulatory burden and costs
  8. James Langton
    One rep lived and worked in the United Sates and served clients over the phone
  9. Armina Ligaya
    The revised guidelines will come into force Jan. 1.
  10. James Langton
    The publication is the first in a series on fintech innovation