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  1. Patricia Chisholm
    A monthly update on recent regulatory events and approaching deadlines
  2. James Langton
    The SRO’s proposed changes may result in higher margin requirements for certain institutional customers
  3. James Langton
    The alleged “recovery room” scam targets victims of binary options schemes
  4. Beatrice Paez
    LabCFTC aims to foster “responsible innovation” among fintech innovators and provide information to help inform policy development
  5. James Langton
    Proposed guidance seek to clarify regulators’ expectations
  6. James Langton
    The results of the review of 65 small firms also provides additional guidance for these firms to meet their obligations
  7. James Langton
    Regulators are focused on strengthening market resilience
  8. James Langton
    Regulator requests initial comments and proposes working group
  9. James Langton
    Regulator to examine whether the rules are effective in dealing with the kinds of problems they were intended to address
  10. James Langton
    The firm is not licensed or registered to conduct syndicated mortgage business in Ontario