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  1. Jade Hemeon
    The roundtable, which is part of the CSA’s consultation on discontinuing trailing commissions on mutual funds, includes three topics and 13 panellists
  2. IE Staff
    Rog Mangat is facing fraud charges related to an alleged scheme that he called Privileged Investment Group
  3. James Langton
    The SRO will be conducting routine business, such as electing directors, appointing auditors and considering its financial statements
  4. James Langton
    The OSC’s annual conference will focus mostly on how technology is leading to disruptive change in financial services
  5. James Langton
    The agreement will help the OSC and the FPSC carry out their registration/certification, compliance and enforcement duties
  6. James Langton
    Gerald Soloway, Robert Morton and Martin Reid have also been prohibited from serving as officers or directors for a period of time
  7. James Langton
    The new virtual currency is scheduled to start on Aug. 7 even though the Financial Markets Administrative Tribunal issued orders against firms selling it
  8. James Langton
    There are concerns that regulatory “sandboxes” could potentially lead to level playing field issues and forum shopping
  9. James Langton
    Christopher Giancarlo to head Commodity Futures Trading Commission
  10. James Langton
    Arash Gabriel Armani refused to co-operate with a regulatory investigation into his conduct