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  1. James Langton
    Quebec regulator signs partnership with R3
  2. James Langton
    The transition to a shorter settlement cycle is consistent with the U.S.
  3. James Langton
    Review of compensation-related conflicts reveals that disclosure alone is not sufficient
  4. James Langton
    The legislation would weaken reforms put in place by the Dodd-Frank Act in response to the financial crisis
  5. James Langton
    The product drew the most complaints and accounted for the majority of redress paid to consumers in the second half of 2016, the FCA reports
  6. IE Staff
    Regulatory deadlines and updates for financial professionals. New this update: Competition Bureau eyes fintech and much more.
  7. James Langton
    The proposal of an explicit ban on binary options doesn’t imply that current offerings of binary options in Canada are legal, the CSA states
  8. James Langton
    The tipster informed the regulator of securities violations and helped the SEC in its subsequent investigation
  9. Associated Press
    Proposed legislation would deliver a body blow to 2010 Dodd-Frank law
  10. James Langton
    The Canadian Public Accountability Board has expressed concern regarding denied access to inspect audit work performed in a foreign jurisdiction