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  1. James Langton
    Deadline pushed back until July 28
  2. Rudy Mezzetta
    The federal government has accepted 10 recommendations included in a report from last autumn aimed at speeding up the process of resolving objections
  3. James Langton
    Desjardins Financial Security Services admitted to the supervisory lapses involving former rep Conrad Eagan
  4. James Langton
    Won Sang Shen Cho is permanently banned from trading and purchasing securities
  5. James Langton
    The country’s current securities laws, which were passed before the advent of robo-advisors, require that only a “natural person” can give advice
  6. James Langton
    Draft guidance aims to help firms use clawbacks and other tools to deter misconduct in the financial industry
  7. Associated Press
    Four former executives have also been charged
  8. IE Staff now designed for visitors using mobile devices and tablets
  9. James Langton
    Various jurisdictions are undertaking reforms
  10. James Langton
    The IAP’s seven new members are Neil Gross, Malcolm Heins, Paul Bates, Jacqueline Allen, Larry Bates, Patti Best and Harvey Naglie