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  1. James Langton
    Concerns about fees and charges are on the rise
  2. James Langton
    The regulatory committee aims to look at recommendations for giving OBSI binding powers
  3. James Langton
    The regulator will also look at ways to be more responsive to solutions from the investment industry while maintaining appropriate investor protection
  4. Beatrice Paez
    T+2 brings the cycle in line with other global markets
  5. IE Staff
    Regulatory deadlines and updates for financial professionals. New this update: proposed changes to POAs; anti-spam compliance; and much more.
  6. James Langton
    The U.S. investment industry’s SRO is seeking comment from stakeholders for suggestions on how to improve various aspects of its operations
  7. Patricia Chisholm
    New Housing Rebate denied on failure to show home was primary residence
  8. James Langton
    $76,000 now available to investment scheme victims
  9. James Langton
    The CSA says that it will be seeking “high quality disclosure of material information”
  10. James Langton
    The review of the European Supervisory Authorities is looking to identify areas in which the “effectiveness and efficiency” of the regulators can be strengthened and improved