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  1. James Langton
    Retail Strategy Task Force will develop initiatives to identify misconduct impacting retail investors
  2. James Langton
    Regulators release new cybersecurity resource for advisors
  3. James Langton
    A former legal assistant with a Bay Street law firm is alleged to have provided an institutional trader with material, non-public information
  4. Associated Press
    The disclosure comes two months after a U.S. government watchdog said deficiencies in the agency’s computer systems put the information they contain at risk
  5. James Langton
    The review follows the SEC’s disclosure that its EDGAR financial documents filing system was breached in 2016
  6. James Langton
    Efforts to replace existing financial benchmarks, follow from a widespread market manipulation scandal
  7. James Langton
    The changes aim to increase access to capital for B.C. issuers
  8. James Langton
    Regulators wrap up annual meeting in Sri Lanka
  9. James Langton
    Report flags misleading non-GAAP financial measures, social media and cybersecurity as concerns
  10. Canadian Press
    Western Life must contact everyone who’s been insured through payday lenders