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  1. Alan Husdal
    The database is another tool for investors to use when making informed investment decisions
  2. James Langton
    The self-regulatory organization will examine concentrations in high risk investments and suitability for senior investors
  3. James Langton
    Quebec regulator cautions investors, issuers
  4. Canadian Press
    The umbrella organization for Canada’s provincial and territorial securities regulators. says it will communicate more details about its position shortly
  5. James Langton
    The revised requirements for banks will begin to be phased in during the second quarter
  6. James Langton
    Robert Jackson Jr. and Hester Peirce participated in the inaugural meeting of the SEC’s new fixed income market structure advisory committee
  7. James Langton
    The former BMO Nesbitt Burns advisor admitted he sold new issues to clients, in part, to generate additional commissions for himself and the firm
  8. James Langton
    Report follows the conclusion of ESMA’s review of the current fee structures in the credit rating and trade repository industries
  9. James Langton
    Retail investors may be at serious risk of harm from poor practices in from distributors
  10. James Langton
    The report examines segmentation, market quality measures, and differences in routing behaviour around the TSX Alpha Exchange redesign