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Firms and advisors begin tough recovery
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2010 Report Card on Banks & CUs MORE
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News

U.S. Fed chairman says large banks must be shut down if they threaten the financial system

Bailing out Lehman would have saddled U.S. taxpayers with billions of dollars in losses, Bernanke says
Federal Reserve Chairman Ben Bernanke told a panel investigating the financial crisis that regulators must be ready to shutter the largest institution...

FULL STORY


ASC sanctions Kustom Design companies and Synergy Group for illegal trading,

Firms, men ordered to pay $500,000

CI Financial reports $15 million in net redemptions for August

Assets under management edge lower

TD Bank third quarter net profit rises 29% to $1.18 billion

Wholesale banking profits drop 45% on weaker trading results
Products  MORE
Dynamic Aurion Total Return Bond Fund launches
Mackenzie Sentinel Corporate Bond Fund investment strategy changed

Industry news  MORE
Weak economy benefits precious metals and fixed-income funds: Morningstar
Efforts by Canadian banks to expand their global investment banking business not without risks: Moody’s

Economy & markets  MORE
Better times ahead for Canada’s oil companies with expected $8.4 billion profit in 2010
Thursday outlook: TSX heads for lower open after strong advance

People  MORE
Franklin starts term as head of CFA Institute board of governors
Berthiaume to head wealth management, life and health insurance at Desjardins Group

Company news  MORE
Laurentian Bank Q3 profit rises 5% to $30.1 million
O’Leary Funds launches lawsuit over takeover bid for Boralex Power

From the Regulators  MORE
U.S. regulators defend actions before Lehman collapse, Wachovia takeover
New members sought for OSC Continuous Disclosure Advisory Committee

Financial Planning  MORE
Canadian mining CEOs see dramatic rise in 2010 bonus payouts
Low risk of U.S.-style housing bust in Canada: C.D. Howe Institute



Now playing on IE:TV

logoYour investing brain on light, and more mind science
Innovative Minds: Investment Executive presents a series of videos featuring visionary Canadians whose ideas have contributed significantly to the financial services industry generally and to how financial advisors conduct their business. In our sixth video, Lisa Kramer, associate professor at the University of Toronto’s Rotman School of Management, describes the latest work in behavioural science, and her work that showed investors become more risk-averse during the winter months when there is less light. WATCH



logoAdvisors’ Report Card: Advisors’ books rebounding after market slump
Pablo Fuchs, senior editor at Investment Executive, and Clare O’Hara, staff reporter, discuss results from the 2010 Advisors’ Report card, a compilation and analysis of all IE report cards this year. They spoke at the TMX Broadcast Centre. WATCH



logo Ruta: Financial advice demands more artistry
Jim Ruta, a business coach and president of Expertinstitute.com, argues that sales process and technology have supplanted the artistry of financial advice and how advisors can reconnect with clients. He spoke at the TMX Broadcast Centre in Toronto. WATCH



logoBooks to tune up your sales acumen ahead of RRSP season
George Hartman, president and owner of Market Logics Inc., discuses a couple of books on sales techniques, and where the sales process tends to go wrong for some advisors. He spoke with Gavin Adamson from Investment Executive at the TMX Broadcast Centre. WATCH



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Your investing brain on light, and more mind science WATCH

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What clients should know about behavioural finance WATCH

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Financial advice demands more artistry WATCH


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