Regulators, investor advocates and the investment industry have varying and deeply entrenched views about the CSA’s proposed reforms
Investment Executive Report Cards
Read what advisors are saying about their firms and what compliance officers are saying about the regulators:Br
Videos onIE TV
Advisors need some direction. The uncertainty in the industry is evident in both this year’s ratings and the average advisor’s business.
What’s in store for exchange traded funds and products in 2016