Special Feature

Regulators’ Report Card 2017

Despite opposition from many in the investment industry to regulators implementing or proposing fundamental reforms, there's a greater understanding of the difficult job the self-regulatory organizations and provincial securities commissions have to do.

Regulators' report card

By Fiona Collie | April 2017

Although Canada's investment industry may be on the cusp of facing more significant regulatory changes, compliance officers and company executives surveyed for the 2017 Regulators' Report Card remain confident of the provincial securities commissions and self-regulatory organizations that oversee their businesses.

Even when survey participants disagree with the regulators' approach on certain issues, they understand that the regulators have a job to do and - for the most part - believe they're doing it well.

Read: Regulators' Report Card 2017

 

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